Second Tier Cities: Rapid Growth beyond the Metropolis, edited by Ann R
Markusen, Yong-Sook Lee, and Sean DiGiovanna.
Minneapolis: University of Minnesota Press. 1999. 336 pages. $62.95 (hardback),
$17.50 (paperback)
Reviewed by Nancey Green Leigh
Associate Professor
Graduate City Planning Program
Georgia Institute of Technology
This sixteen-chapter edited volume represents a rich but
uneven effort. Its many contributors were part of a decade-long project
conceived to compare industrial districts across nations and stages of
development. Ann Markusen, one of the editors of the volume, and her colleague,
Sam Ock Park, initiated the project. The title of the volume identifies that a
particular kind of industrial district is being examined, which the editors
explain:
In many countries, newer, smaller cities have been growing
at the expense of older, larger ones, upsetting urban hierarchies. . . . A major
phenomenon accompanying this shake-up has been the rise of “second tier”
cities, spatially distinct areas of economic activity where a specialized set of
trade-oriented industries takes root and flourishes, establishing employment and
population-growth trajectories that are the envy of many other places. (P. 3)
The book’s title, however, gives a limited impression of
its contents. I worry that it will not attract the readership the book deserves
for its contribution to advancing our understanding of the role different kinds
of industrial districts play in regional development. Furthermore, there is
nothing in the title to indicate the strong international focus of its contents
that might attract a broader set of readers.
The book is organized into three major parts: theory and
method (four chapters), case studies (eleven chapters), and analysis and policy
implications (one chapter). Part 1 lays out a theoretical framework with which
to explore the question, What enables certain places “to generate, attract,
and anchor productive activity” and to “achieve ‘second tier’ status
[that] successfully challenge primate cities while others do not?” (p. 21).
Chapter 2 of part 1 presents an in-depth discussion of four
industrial district types and their hypothesized features: the Marshallian new
industrial district, the hub-and-spoke district, the satellite industrial
platform, and the state-centered district. A reading of chapter 2 would provide
a new student an excellent introduction to regional and industrial development.
Chapter 3 presents Markusen’s previously developed methodology for studying
regions and their industrial districts through extensive examination of key
firms in key sectors.
The eleven case studies presented in part 2 were undertaken
in four nations: Brazil, South Korea, Japan, and the United States. The case
studies in part 2 are supposed to test the hypotheses advanced about the four
industrial district types, as well as to reflect the methodology of studying
regions by studying firms, presented in part 1. The success by which the case
studies do so is uneven. This is perhaps not surprising given the large number
of contributing authors and cases (many of the eleven chapters contain more than
one case). It is stated in the final chapter of the book that each case study
team designed and carried out extensive sets of interviews (see p. 351). The
pedagogical value of the book would have been enhanced had the authors provided
examples of the interview questions that were used.
A number of the case studies read as if they were policy
reports being written for state or federal officials rather than as thoughtful
analyses integrated to the book’s framework. Still, each of the cases will
hold some interest for scholars of regional and industrial development. The
material on South Korea and Brazil, in particular, helps to diversify the
industrial district literature that heretofore has been so focused on the United
States, Italy, and Japan.
As might be expected, the case studies that most
successfully reflect the methodology of studying regions by studying key firms
are those coauthored by Markusen. These case studies have been conducted in
South Korea, Japan, and the United States. The South Korean case studies cover
new ground and provide interesting insights on state-centered industrial
districts. Chapter 7’s South Korean case studies of Kumi and Ansan are notable
successes in relating case studies to the book’s theoretical framework.
While Japanese and U.S. industrial districts have been
extensively studied, constituting a major portion of the literature, the case
studies provided here offer significant new insights and important critiques of
the previously dominant literature. For those seeking to understand U.S. high
technology districts in particular, the case studies on Seattle (chapter 13) and
Silicon Valley (chapter 14) are essential reading.
A strong editing hand would have been imperative to ensure
that a project this ambitious, with this much material, and with these many
authors (twelve in all) meet its full potential. However, even the slightest
editing hand should have caught the claim in the book’s introduction (see page
14) that the final two chapters are devoted to comparisons across the country
case studies when, in fact, there is only one chapter that does so. While the
book’s material is quite data intensive, its tables and figures are primitive
by today’s standards of data and graphic representation. Furthermore, it would
have been helpful to the reader if all, instead of only some, of the case study
chapters included maps identifying the industrial district areas being examined
within their respective countries.
Despite the above quibbles, overall, this book is an
exciting and major contribution to advancing the field of regional and
industrial development. The second tier city concept, along with its four
possible structural forms (industrial district types), offers an important
theoretical framework for understanding evolving patterns of regionalism across
the globe. Furthermore, the authors’ drawing out in the final chapter of the
critical planning and policy implications arising from these forms can help
improve economic development practice. Second Tier Cities is perhaps best
thought of as a diamond in the rough. It has the potential to become a true
classic. This reviewer would love to see a second edition of the book that takes
the best of the first’s case studies, adds new ones that successfully
integrate with the book’s methodology and theoretical framework, and continues
to refine as well as deepen the understanding it provides of the important
regional concept of second tier cities.
Transportation for Livable Cities, by Vukan R. Vuchic.
Rutgers, NJ: Center for Urban Policy Research Press. 1999. 377 pages. $29.95
(hardback)
Driving Forces: The Automobile, Its Enemies, and the Politics of Mobility,
by James A. Dunn, Jr.
Washington, DC: Brookings Institution. 1998. 250 pages. $44.95 (hardback),
$18.95 (paperback)
Reviewed by Paul Schimek
Formerly, Research Analyst
Volpe National Transportation Systems Center
U.S. Department of Transportation
Vukan Vuchic’s thesis in Transportation for Livable
Cities is that U.S. urban transportation policy has fallen behind that of
“peer cities.” These European peer cities offer pedestrian amenities and
high-quality public transit service, a harsh contrast to the automobile
dependency of the United States. Vuchic argues that “efficient” cities must
have “rational” planning policies designed to provide “balanced
transportation” by curbing the prevailing preference for auto use and,
simultaneously, by promoting alternatives.
In Vuchic’s framework, there are four distinct scales of
transportation planning: (1) individual facility, (2) single mode, (3)
multimode, and (4) combined land use and transportation (pp. 82-7). He says
American transportation planning is too much preoccupied with the lower levels
in this hierarchy (single mode and individual facility) and is insufficiently
concerned with multimodal and combined land use and transportation planning.
Everywhere he turns, Vuchic, a public transit expert, finds
systematic “bias” in favor of automobiles at the expense of other modes. His
explanation for proautomobile policies is, “A largely uninformed public does
not have an adequate explanation of the causes of problems and trade-offs among
alternatives” (p. 112). Special interest groups take advantage of this
misinformation to promote their own advantage.
Vuchic’s vantage is that of the systems engineer who
seeks to devise the rational, balanced solution. Politics is an annoyance in
this view. At several points, Vuchic aims his critique at the work of academics
such as John Kain, Jose Gomez-Ibanez, and Martin Wachs. He accuses such
“theoreticians” of suffering from “biases and narrow views” and
“inadequate understanding of transportation system characteristics” (p.
124). However, the book is insufficiently documented to be considered scholarly.
It is often difficult to trace the source of Vuchic’s statements; many are not
referenced. This makes it difficult to ascertain the accuracy of his assertions.
Vuchic is at his best when he tries to be evenhanded in his
debunking of “common misconceptions,” including the assertion that “rail
transit is superior to other transit modes” (p. 212). He argues that busway
systems, such as in Ottawa or Curitiba, or transit priority street networks,
such as in Zurich and Copenhagen, can produce effective transit service.
However, Vuchic’s preference for rail transit comes through strongly,
particularly in his rebuttal of “emotional” and “ideological” critics of
new U.S. rail projects. The critics of such rail projects argue that an
investment of similar magnitude in high-quality bus transit would produce much
greater ridership.
Vuchic gives a well-founded critique of ineffective
metropolitan transportation planning (pp. 109-11). However, the book’s case
studies of policies in European countries, East Asia, Australia, and Canada, and
two short comparisons of paired U.S. and European cities, have a disappointing
lack of detail, particularly when compared with Pucher and Lefevre (1996).
Several of Vuchic’s assertions are not supported by the
data. He writes that the automobile’s “average energy consumption per
person-kilometer (-mile) is much higher than that for any other mode” (p. 35).
The U.S. Department of Energy reports that in 1997, average energy intensity in
BTU per passenger mile was 3,639 for autos, 4,238 for “personal trucks,”
4,318 for transit buses, and 3,253 for rail transit (Davis 1999). Thus, transit
buses, given the low average occupancy rate of U.S. operations, have the highest
energy consumption. The transit rail average is only 11 percent less than that
of passenger cars.
Vuchic claims that transit aid has declined: “Expressed
in constant dollars, transit assistance actually decreased from 1981 to the
mid-1990s” (p. 106). Although federal funding did decline, state and local
assistance to transit more than made up the shortfall. After adjusting to 1995
dollars, annual transit capital and operating funding from all levels of
government increased from $12.8 billion in 1975 to $22.9 billion in 1995
(tabulated from American Public Transit Association’s Transit Fact Book,
1975-76 Edition and U.S. Department of Transportation’s National Transit
Database 1995, adjusted using the consumer price index).
Vuchic also argues that bicycling on sidewalks marked as
bike paths “is much safer and faster than bicycle travel in mixed traffic”
(p. 311). In fact, North American and European studies have repeatedly and
unanimously found that cycling on sidewalks and cycle paths adjacent to roads is
more dangerous than cycling on roadways (Franklin 2000 provides a comprehensive
list of references). Road cycling is also faster than sidewalk or side-path
cycling, despite Vuchic’s claim that “separate bicycle ways make bicycle
travel more reliable than car travel because bicycle movement is independent of
street traffic congestion” (p. 311).
Transportation for Livable Cities is unlikely to make new
converts to the cause of reducing automobile dependency. There is little new
original material (some portions are reproduced from the author’s 1981 transit
planning textbook). Although its scope is appropriate for an urban
transportation planning course, the book would not likely be effective as a
course text, given that Vuchic’s assertions are not always well documented and
that the presentation is difficult to follow.
In contrast, in Driving Forces, James A. Dunn, Jr., argues
that an antiautomobile vanguard has hijacked the U.S. transportation policy
debate. The vanguard’s elitist agenda is to push measures to make car use more
difficult and expensive and to promote noncar transportation to make the
restrictions seem more palatable. Dunn would almost certainly classify Vuchic as
a member of this vanguard.
In his concluding chapter, Dunn argues for his own,
“Auto, Plus” reformist policy. Dunn insists that the automobile is here to
stay and has brought many benefits, but some things can be done to reduce its
negative consequences. Ironically, his policy proposals (having higher fuel
efficiency standards or higher gas taxes, eliminating the Highway Trust Fund,
permitting shared taxis, improving road design for bicyclists and pedestrians)
might be quite acceptable to the vanguard. The major difference is in the
rhetoric.
Between his introductory attack on the vanguard and his
concluding “Auto, Plus” proposal, Dunn presents five compact, up-to-date,
and well-researched chapters on the major issues in surface transportation
policy. A political scientist, Dunn recognizes the political nature of
transportation policy making. He borrows James Q. Wilson’s typology of
politics as client (concentrated benefits, widely distributed costs), interest
group (narrowly concentrated costs and benefits), majoritarian (widely
distributed costs and benefits), or entrepreneurial (widely distributed
benefits, concentrated costs). He groups the major federal actions affecting
automobile and transit policy into these categories.
Dunn provides an illuminating discussion of the politics
surrounding the creation of the federal gasoline tax in 1932 and every
subsequent increase through 1993. Chapter 2, “Promoting Highways: Trust Funds
and Taxes,” makes a good complement to the comparative study of national
gasoline tax policies in half a dozen countries in Nivola and Crandall (1995).
Chapter 3 discusses policies to regulate automobile
emissions, fuel efficiency, and safety. Although Dunn manages to cover many
topics in a few pages, the evolution of auto emissions regulations, one of the
great successes of U.S. transportation policy, is given insufficient attention.
Chapter 4 on urban transit subsidy policy covers topics
that Vuchic sidesteps, such as the tendency of operating assistance to put
upward pressure on transit operating costs and the tendency of capital
assistance to encourage capital-intensive and inappropriate transit investments.
Dunn argues that transit supporters have been brought into the highway benefits
regime by getting their own part of the highway fund. But it seems that the
vanguard has also been brought into the benefits regime by adding its own
programs to highway legislation (such as the Transportation Enhancements program
and the Congestion Mitigation and Air Quality program). Dunn misses the parallel
between the addition of transit to the highway trust fund coalition and the
addition of the environmentalists.
Chapter 5 on intercity passenger rail is less useful to
those focusing on urban transportation policy but is of interest to many
transportation planners. Dunn argues that it will be very difficult for a new
“benefits regime” in support of high-speed rail service to develop in the
United States.
Chapter 6 on land use planning is of more general interest,
given the increasingly high profile of efforts to reduce urban sprawl and to
promote growth management. Although Dunn approves of some of the New Urbanist
concepts, he believes the movement “will remain little more than an intriguing
fad” (p. 155). He is in agreement with Vuchic that American regional
institutions are too weak to impose the metropolitan- wide solutions that would
be necessary to make a significant change in land use and transportation
policies. However, both authors make the mistake of equating current policies
with insufficient planning. In fact, ample off-street parking, wide streets, and
low-density, single-use development are almost universally mandated, regardless
of what the market would otherwise demand. Far from being “social
engineering,” policies to relax these constraints on housing types and
locations would help people choose the living environments and commuting
distances they prefer.
Dunn’s unifying antivanguard theme is overstated and may
turn off readers who sympathize with the goal of reducing the negative aspects
of car use. However, his well-researched chapters provide a concise summary of
the major issues in urban transportation policy that make the work a useful
additional text for a course on that topic. The explicitly political treatment
of the subject is realistic and helpful for those new to the field.
Neither book is entirely satisfactory as the principal text
for a transportation-planning course. Both Meyer and Gomez- Ibanez (1981) and
Altshuler with Womack and Pucher (1979) cover the topic more thoroughly, but
both are out of print and now twenty years out of date.
Note
The views expressed in this article do not necessarily
represent the views of the U.S. Department of Transportation.
References
Altshuler, Alan (with James Womack and John Pucher). 1979.
The urban transportation system: Politics and policy innovation. Cambridge, MA:
MIT Press.
Davis, Stacy C. 1999. Transportation energy data book:
Edition 19, ORNL-6958 [Online]. Oak Ridge National Laboratory, Oak Ridge, TN.
Available: http://www-cta.ornl.gov/Publications/Tedb.html
Franklin, John. 2000. Cycle path safety: A summary of
research [Online]. Available: http://www.lesberries.co.uk/cycling/
cy_pathr.html (Last updated 11 March 2000)
Meyer, John R., and Jose A. Gomez-Ibanez. 1981. Autos,
transit, and cities. Cambridge, MA: Harvard University Press.
Nivola, Pietro S., and Robert Crandall. 1995. The extra
mile: Rethinking energy policy for automotive transportation. Washington, DC:
Brookings Institution.
Pucher, John, and Christian Lefevre. 1996. The urban
transport crisis in Europe and North America. London: Macmillan.
Toward Sustainable Communities: Transition and Transformations in
Environmental Policy, edited by Daniel A. Mazmanian and Michael E. Kraft.
Cambridge, MA: MIT Press. 1999. 341 pages. $25.00 (hardback)
The Land That Could Be: Environmentalism and Democracy in the Twenty-First
Century, by William A. Shutkin.
Cambridge, MA: MIT Press. 2000. 340 pages. $27.95 (paperback)
Reviewed by Philip R. Berke
Associate Professor
Department of City and Regional Planning
University of North Carolina-Chapel Hill
Environmental planning has increasingly been touted as
essential for guiding societal change. Critical environmental issues of
pollution, global warming, and loss of biodiversity have led to increased
advocacy for more and better planning. These two books provide a critical
evaluation of the contemporary environmental movement based on a synthesis of
theory and practice of environmental policy. Authors of both books contend that
planning must play a strong role in making the critical transition from
traditional environmental concerns to a more comprehensive and integrated
approach that takes into consideration the concept of sustainable development.
The purpose of the books in this series, produced by MIT
Press, is twofold. First, both books attempt to advance the understanding of the
evolution of the environmental movement. The authors rightfully claim that it is
important to step back and evaluate the history of the environmental movement to
obtain insights for crafting future policy. Second, the books explore the
current debate over environmental policy that is dominated by the concept of
sustainable development. This focus offers an important contribution to planning
for sustainable development since there is considerable confusion about the
precise meaning of the concept.
The books give attention to the meaning of sustainability
from diverse perspectives. Editors Daniel Mazmanian and Michael Kraft explore
factors that influence achievement of community sustainability in the context of
intergovernmental frameworks that account for national, state, regional, and
local perspectives. William Shutkin takes a local perspective in examining
initiatives to achieve sustainability. Taken together, the approaches offered by
these books contribute to understanding how to design local sustainability
initiatives and create intergovernmental frameworks that foster, rather than
impede, these initiatives.
The books are of value to scholars in a wide range of
disciplines. Students of environmental and land use planning, public
administration, public policy, community development, geography, and urban
politics, for example, will find that these books provide comprehensive reviews
of the environmental movement and its relationship to urban development and land
use change. The target audience is upper level undergraduate and graduate
students in introductory courses on environmental and land use policy. The
readings are reasonably extensive, with each book containing an examination of
the evolution of environmental policy, case studies that depict the successes
and failures of diverse environmental initiatives, and implications for future
environmental policy that fosters community sustainability.
Toward Sustainable Communities: Transition and
Transformations in Environmental Policy is an edited reader consisting of nine
chapters divided into four parts. Part 1 includes two excellent chapters that
offer a conceptual framework for evaluating subsequent case studies. In chapter
1, Mazmanian and Kraft contend that the modern environmental movement can best
be understood as the unfolding of three distinct epochs: (1) the rise of
top-down, command and control environmental regulations; (2) the period of
reform toward more flexible and market-oriented environmental policies; and (3)
the transition toward sustainable development. The environmental movement begins
in the late 1960s, with the dramatic rise in national concern over environmental
decline, and moves to the merging with the broader movement of sustainability
starting in the 1990s. The authors contend that the sustainability movement
“extends well beyond the boundaries of environmental policy and the concerns
of the first two environmental movements” (p. xii). They argue that the goal
of regulatory clean-up (epoch 1) and flexibility (epoch 2)
pales in comparison to the goal of sustainability. Focusing
on sustainability, for instance, draws attention to the failure to incorporate
into the economic activity of society (and calculation of a nation’s gross
national product) measures of environmental health, quality of life, and the
full (true) costs of human settlement patterns. (P. 17)
In Chapter 2, Lamont Hempel explores the multiple
definitions of sustainable development and reviews the evolving frameworks that
can be traced to sustainable development. Of particular interest to planners,
the chapter gives considerable attention to linking the historical roots of
sustainability to city and regional planning and urban design by drawing on
classic writings of Patrick Geddes and Lewis Mumford and to current debates
surrounding growth management and the Smart Growth movement.
Part 2 provides three case studies on managing individual
environmental media. Each exemplifies efforts to transition from the top-down
regulatory approach (epoch 1) to more flexible, market-oriented approaches to
environment management (epoch 2). Chapter 3 (Mazmanian) focuses on reform of
clean air regulations in southern California. Chapter 4 (Kraft and Bruce
Johnson) evaluates efforts to shift from top-down water resource protection
under the Clean Water Act to use of collaborative planning techniques in the
Fox-Wolf River Basin in northeastern Wisconsin. Chapter 5 (Daniel Press) focuses
on open space protection initiatives in California and how they have evolved
through the epochs. Each of these chapters highlights the inherent constraints
of top-down regulations, the strengths and weakness of market incentives and
flexible management systems, and the promises and pitfalls of making the
transition across epochs.
Part 3 examines three case studies of new and encompassing
efforts that involve development of multimedia and multisector strategies aimed
at achieving sustainability. Chapter 6 (Franklin Tugwell, Andrew McElwaine, and
Michele Fetting) explores the evolution of a broad range of environmental
problems in the metropolitan area of Pittsburgh and efforts to promote a greener
city. Chapter 7 (Thomas Horan, Hank Ditmar, and Daniel Jordan) provides a
critical review of national transportation policy and examines progress made
under the 1991 Intermodal Surface Transportation Act in achieving a holistic
transportation policy consistent with the concept of sustainable communities.
Concluding this part, Chapter 8 (Babe Rabe) reviews the cleanup and restoration
efforts in the Great Lakes Basin, which is one of the most ambitious
environmental planning initiatives ever undertaken in the United States. This
case clearly reveals the strengths and limitations in efforts to move through
the three environmental epochs in attempting to achieve long-term
sustainability.
Finally, in Part 4, Chapter 9 (Kraft and Mazmanian) offers
a clear and important discussion on the extent to which the epochs framework
aids in the understanding of the environmental movement. Practice-based
recommendations are given to improve future prospects for achievement of
sustainable development. The authors then set forth a thorough and
well-thought-out research agenda on the types of future studies needed to
improve the understanding of the social, cultural, economic, and political
factors that affect societal movement toward (or away from) sustainability.
The Land That Could Be: Environmentalism and Democracy in
the Twenty-First Century consists of eight chapters. Chapter 1 reviews the
decline in public participation in civic affairs and describes the growing
social and economic inequalities, as well as the loss of the sense of community.
Chapter 2 describes how the decline of democratic conditions and the widening
gaps between the haves and have-nots have undermined the livability of built
environments and experiential connections to the nature. Shutkin argues that
these conditions have resulted in pervasive deterioration of inner cities,
contamination of urban sites (brownfields), air pollution from growing levels of
vehicle miles traveled induced by sprawling metropolitan areas, and development
of rural open spaces.
Chapter 3 outlines the core thesis of the book. It contends
that top-down professional orientation of traditional environmentalism must
change to foster civic environmentalism that emphasizes grassroots organizing
and constituency building. Six core concepts of civic environmentalism are set
forth to serve as a framework for interpreting local case studies: democratic
process, community and regional planning, education, environmental justice,
industrial ecology, and place. The concepts closely reflect holistic notions of
community sustain- ability since they are designed to bridge “the gap between
environmental protection, economic development, and community building” (p.
240).
Chapters 4 through 7 present local case studies that
illustrate how application of civic environmentalism can help improve the
physical, social, and economic conditions in American communities. The cases
include an inner city community development project in Boston (i.e., Dudley
Street Neighborhood Initiative), Oakland’s Fruitvale transit village,
open-space conservation in rural Colorado, and Smart Growth in suburban New
Jersey. Chapter 8 concludes with a brief review of how each case study reflects
a particular civic environmental strategy, a restatement of the six core
concepts of civic environmentalism, and a short discussion of the challenges and
failures revealed by the cases.
Concluding Observations
Toward Sustainable Communities and The Land That Could Be
offer powerful critiques of the established environmental movement and
significantly extend the debate about future environmental policy. The problems
of the built and natural environments these books present are widespread, and
the solutions they offer should be informative to a broad spectrum of readers.
They argue that sustainable development has great potential to provide an
overarching approach for guiding the formation of holistic strategies for
confronting social, economic, and environmental ills of American communities.
Toward Sustainable Communities does not suffer from a
common problem of most edited books involving the lack of internal consistency.
The editors of this book are to be commended for articulating a clearly defined
conceptual framework and for ensuring that the case studies are written to
reflect this framework. The logic and coherence of the evidence presented is
extraordinary given that the book is a reader. The Land That Could Be is
exceptional in using clear and forceful language to argue with clarity and
conviction about the mutually reinforcing relationship between environmental and
social deterioration.
However, these books have some limitations. Both books
place emphasis on understanding the linkage between planning practice and the
environmental movement. Chapter 2 in Toward Sustainable Communities emphasizes
the need for more and better planning, especially regional planning. Chapter 9
outlines a research agenda that gives considerable attention to planning.
Similarly, The Land That Could Be emphasizes the need for planning as one of the
six concepts of civic environmentalism. However, the role of planning, as
depicted in each book, is somewhat vague. The linkage between the theory and
practice of planning and the environmental movement is not clearly explained.
Key questions involving this linkage remain unanswered: How is the process of
sustainable development integrated into well-established local planning
programs? How are specific growth management techniques used to guide community
development and land use change in ways to achieve sustainable development? How
can key principles of sustainability be integrated into the development of local
comprehensive plans? How should sustainability indicators be incorporated into
the local planning process? How can these indicators be used to monitor and
evaluate the performance of plans in supporting sustainability?
In The Land That Could Be, it is not evident how the six
concepts of civic environmentalism are used to interpret the case studies. They
are implied but not made explicit in the analysis of each case. This limits
theory development on understanding factors that affect performance of local
environmental movements. Moreover, the last chapter is too brief (only seven
pages in length) and lacks depth. Recommendations for practice and future
research are vague and not clearly articulated.
Despite these limitations, both books are solid
contributions to the literature on environmental policy and should have appeal
to a broad readership. I hope that scholars and practitioners will use these
promising books as a foundation for future work aimed at translating the concept
of sustainable development into action-oriented planning theories and practices.
What’s Wrong with Plastic Trees? Artifice and Authenticity in Design,
by Martin H. Krieger.
Wesport, CT: Praeger. 2000. 184 pages. $55.00 (hardback)
Reviewed by Liette Gilbert
Assistant Professor of Environmental Studies
York University
This book is a challenging work about design. What’s
Wrong with Plastic Trees? seeks to transcend our general understanding of design
as material objects and processes—in architecture, landscape architecture,
urban planning, art, engineering, computation, and so on—to the intellectual
realms of scientific theorizing, philosophy, and theology “to make our peace
with designed things” (p. xix). Exploring an impressive range of tensions
(artifice and authenticity, perfection and contingency, purity and degeneracy,
repetition and preservation, among many others), Krieger argues, “All the
stuff that we are concerned about, including what we now take as nature, is a
product of human design” (p. xiv). For Krieger, a professor at the School of
Policy, Planning, and Development of the University of Southern California,
design is not limited to a morphological scenario but rather embodies the
not-so-obvious ambitions of scientific progress, theological enlightenment, and
philosophical traditions. In this brief, concentrated, almost convoluted book,
Krieger reiterates his scientific and philosophical approach to design
previously elaborated in an article (by the same title) published in Science
(1973).
While the scientific and philosophical breadth of the book
might appeal to a wide range of scholars and students of architecture, planning,
environmental studies, engineering, and computer science, the scope of
descriptive vignettes (despite some clear warnings by the author) produces an
exhausting tone. From the big bang to Hegel’s dimensions of the Absolute,
Fermat’s Last Theorem, Shakespeare’s The Tempest, Niagara Falls, Kantian
critiques, and mathematical model theory, the book might serve as an interesting
means for a discussion in a specialized seminar. I would, however, hesitate to
bring it in the classroom because it is not the most accessible book on design.
Among the scientific and the philosophical meditations of
the author, the book offers some more concise sentences that, even though they
seemed to synthesize paragraphs of technical or philosophical explorations, beg
for more development. For example, Krieger writes,
The hard problem for the designer is to know how to ask.
How to elicit what users really need, how not to pervert their desires to fit
the current solution, yet mold notions of what users want to what is practically
doable. (P. 47)
Several of Krieger’s arguments insightfully capture some
of the most problematic aspects of the more traditional approach to design. That
is particularly the case when the author talks (again, maybe too briefly) about
designers and “the sin of pride, our desire to be God, to control and to
perfect the world” (p. 8). Most designers are likely to recognize themselves
and others in such statement. His discussion on the contingency, accuracy, noise
(or the so-called imperfections) inherent to the process of designing probably
is the most interesting part of the book because it raises important issues
about the pretensions of the designer’s intentions and practices. As Krieger
states, “Designers[’] . . . intentions are always adjusted to what can be
done. Intentions and programs are affected by practice and history” (p. 78).
In this sense, the source of design often becomes the end: surprise is
controlled to generate surprise, repetition is reinterpreted as innovation, and
contingency is reenacted as a fact of design. Such ideas take a particularly
interesting meaning when considering that design is generally viewed as an
“authentic” representation of artifice, and/or an “artificial”
representation of some kind of “authenticity.”
If I were to refer to Hegel’s “three aspects of
composition as moments of a whole, the Absolute” mentioned in the book (p.
25)—science, culture, and spirit—I would conclude that this book is an
interesting contribution in design science and spirit. However, despite
Krieger’s argument of design as the historical product of society, the
cultural implications and representations of design remained timid. It might be
that since Krieger’s original publication of the article, the development of
cultural representations and productions as a dynamic area of research (notably
in cultural studies) probably overshadow the article and book. Krieger might in
fact be his own toughest critic when he states, “When they [designers], and
others who take up the cause of design, begin to advocate and argue, they are
rather less clear, rather more burdened by ideas that in fact do not apply to
their actual designing” (p. xiii).
Overall, Krieger’s scholarship is of interest if only for
the tour de force of condensing so a wide range of material in 130 pages. What
is good about What’s Wrong with Plastic Trees? is that the book explores many
avenues to think about such a question. What is “wrong” about What’s Wrong
with Plastic Trees? is that Krieger does not directly answer the question beyond
the arguments of tackiness and artificial “authenticity” demonstrated
through a series of scientific and philosophical ideas. But such a question is
likely to resonate differently to various fields within the practices of
planning and design. Although Krieger’s work by now has “designed” a
particular niche in the scientific rationalization of planning and design, I
hesitate to recommend the book for applied instruction. Beyond the
authentic-and-artificial argument of the experience of nature, I believe that
some planning and design students might provide incisive arguments related to
the social and ecological implications of “plastic trees.” Hence, there is
an inherent complexity to the question of What’s Wrong with Plastic Trees?
that remains unanswered. Issues of large-scale deforestation/ reforestation have
different environmental implications than the chemically preserved palm trees of
Las Vegas’ casino- scapes or the constructed structure of Disneyland’s
Robinson’s family tree.
I believe that most design students will first need a more
practical and focused exploration to this challenging question while keeping
within Krieger’s argument of nature as a product of human design.
Reference
Krieger, Martin H. 1973. What’s wrong with plastic trees?
Artifice and authenticity in design. Science 179:446-55.
Foundations of Natural Resources Policy and Management, edited by Tim W.
Clark, Andrew R. Willard, and Christina M. Cromley. New Haven, CT: Yale
University Press. 2000. 372 pages. $37.50 (hardback), $18 (paperback)
Reviewed by Stacey Swearingen White
Assistant Professor
Graduate Program in Urban Planning
University of Kansas
Natural resource problems pose significant challenges in
both theory and practice. The various interactions among the physical,
biological, and social spheres of these problems render them particularly
complicated, with solutions that are hard to isolate. This book, an edited
volume, proposes a policy- sciences approach to teaching, understanding, and
dealing with natural resources issues. Clark and Willard contend that the policy
sciences provide “a set of tools that are unparalleled” for this task (p.
3). Their goal is to introduce these tools, using their own teaching experiences
to illustrate policy-sciences applications in a variety of natural resources
case studies.
Just what are the policy sciences? The first section of the
book is devoted to an explanation. Drawing largely from the work of political
scientist Harold Lasswell, Clark and Willard describe an analytical framework
that can be applied to virtually any policy situation. Its strength, they argue,
and what distinguishes it from other analytical methods, is its integrated
approach. Researchers collect and analyze data in four dimensions: problem
orientation, social process mapping, decision process mapping, and observational
standpoint. The integration of these dimensions allows “insights into social
process that simply cannot be achieved by using conventional views and terms”
(p. 9). Although the editors maintain that the policy-sciences method is not
merely a “cookbook” approach to analyzing and solving natural resource
problems, their elaboration of the method suggests that it calls for careful,
well-delineated steps. They state that understanding problem orientation, for
example, involves five specific tasks, while seven “interlinked functions”
comprise decision processes (p. 14). The authors may not view this as a recipe,
per se, but the methodological ingredients do not appear to be particularly
negotiable.
Of most interest to planning educators, particularly those
who teach courses in environmental planning and policy, are the potential
applications of the policy sciences to natural resources issues and their
subsequent utility in the classroom. Following their discussion of the
policy-sciences analytical framework, Clark and Willard explain its use in the
Foundations of Natural Resources Policy and Management course they teach at Yale
University. Although it stops short of providing the syllabus, this course
description is quite detailed. The authors even include the form they and their
students use to assess class presentations. They also provide selected comments
from student evaluations as well as their own assessments of the course’s
success. Should one be tempted, it would be fairly straightforward to structure
a similar class of one’s own based on the information presented here.
The bulk of the book and its second part consist of ten
case studies of natural resources issues that were actual student projects in
the Foundations course. The chapter preceding these cases serves as a guide to
reading them. Once more, Clark and Willard provide very detailed information: an
outline of what they require of the papers in their course. While they argue
that this outline is flexible, one cannot help but notice that it goes so far as
to suggest a title of roughly ten words and includes recommendations for what
should be written in the first through the fourth paragraphs of the
introduction. They also emphasize the importance of an engaging but less than
200-word abstract and direct the reader to the case studies for examples. The
case chapters, however, do not in fact include abstracts (perhaps a final
editing oversight), so the reader cannot glean their substantive contents
without perusing them in their entirety.
The actual case studies vary widely in their topics and
include analyses of ozone pollution in Baltimore, endangered salamander
protection in Texas, and national park management in Ghana. Each study is
commendable in its thorough analysis of the issue at hand and its consideration
of alternative policy responses. Recommendations range from the general (e.g.,
more analysis, using a policy-sciences approach) to the specific (e.g.,
initiation of a system of fines and legal punishment for violation of
established standards). When one considers that these studies were the final
products of a semester-long course, they are all the more impressive.
All ten cases, not surprisingly, remain circumscribed by
the policy-sciences approach. While they differ in format, they bear some useful
similarities. The cases serve to clarify the ways in which the policy sciences
can be applied to real issues. Of particular interest to this reviewer was the
careful way in which each case study author reflected on the perspectives and
biases they bring to their topic. As well, the recommendations offered seem
practical and well thought out, even when they advise further examination of the
issues at hand. As evidenced by the acknowledgements that most of the authors
include at the end of their case studies (another requirement of the project
outline), they credit the success of their efforts to the policy-sciences
approach. It is important to recall, however, that their course considered only
this single method.
I have more than once lamented that finding appropriate
texts for environmental planning classes can be as challenging as the issues
themselves. While this book initially seemed very promising in that regard,
ultimately it is likely to be more useful as a reference than as a course text.
Even if one wished to focus a course entirely on the policy-sciences method, the
aforementioned level of detail about the Yale course serves as a bit of a
stumbling block. For instance, students would learn that they can be expected to
“grow skeptical about the utility of the policy sciences” in the middle of
the semester but that this resistance will likely prove to be a “temporary
phase” (p. 28). Changes to the format of the class presented in this book
would require explanation as, for that matter, would the decision to teach a
very similar course.
The policy sciences, although they appear to be a valuable
approach to natural resources policy, are one of many different analytical
tools. A new offering from Burger et al. (Protecting the Commons, 2000), for
example, considers resource management issues through Elinor Ostrom’s
analytical framework. What may eventually tilt the scales in favor of one
approach over another is the actual resolution of natural resource conflicts. In
the meantime, books such as Foundations of Natural Resources Policy and
Management provide a potentially useful tool for further analysis.
Reference
Burger, Joanna, Elinor Ostrom, Richard B. Norgaard, and
David Policansky, eds. 2000. Protecting the commons: A framework for resource
management in the Americas. Covelo, CA: Island.